Following a comprehensive review of vendors, Redland’s solution was chosen to enable Alexander Hall Associates to comply with all aspects of the Accountability Regime, including; SM&CR, MRMs, SoRs, Fitness & Propriety, Certification, Conduct Attestation and Conduct Rule Breaches.
In addition, Alexander Hall Associates have chosen to utilise Redland’s integrated Training & Competency (T&C) functionality. This will provide powerful process management, record keeping and employee oversight capability. This capability will also provide a single framework with which to evidence the knowledge and competency elements of the Certification regime.
Redland, an Ideagan PLC company, focuses exclusively on providing compliance solutions for financial services organisations. Formed in 2001, our business combines proven technology and a profound understanding of the regulatory landscape. We provide an integrated Accountability software solution for the Senior Managers & Certification Regime (SM&CR), Conduct Recording & Breach Management and Training & Competency (T&C).
Trusted by some of the biggest names in financial services, our award-winning software is relied upon to enable all relevant regulatory requirements to be met, helping organisations raise standards and protecting them, and their staff, against non-compliance and regulatory fines.
By Redland from Redland Business Solutions
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