SM&CR – learning from the banking sector and the role of technology

In conjunction with Chartered Institute for Securities & Investment (CISI) this on-demand panel debate webinar explores what lessons can be drawn from the banking sector with regard the implementation of the Senior Managers & Certification Regime (SM&CR).

The panellists includes representatives from the FCA, Barclays, EY and Redland.

Andrew Otter, Manager of Accountability, FCA 

Victoria Swaysland, Head of Conduct and Authorisations, Barclays 

Richard Walsh, Associate Partner Banking and Capital Markets, EY

Carl Redfern, Compliance Director, Redland 

The objectives of this on-demand webinar include the following:

  1. Explore the practical lessons firms can take from the banking sector that has been subject to SM&CR since 2016
  2. Discuss the role of technology can play in helping firms implement SM&CR and manage compliance into BAU

By Redland from Redland Business Solutions

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