Our perspective Regulatory compliance is a major challenge as firms seek to rationalise a host of legal and operational requirements. The advent of the Accountability Regime (SM&CR) and MIFID II has also increased the internal focus on how best to meet current and future legislation most effectively. The answer is to establish a single platform within which the Senior Managers Regime, Certification Regime and Training & Competency (T&C) can be managed seamlessly to mitigate risk of non-compliance. This single technology platform delivers process efficiency, mitigates risk and helps meet ever changing compliance requirements.
Award winning Accountability and compliance SM&CR solutions